Dendromorphic functions

Joris van der Hoeven

CNRS, Laboratoire d'informatique

Campus de l'École polytechnique

1, rue Honoré d'Estienne d'Orves

Bâtiment Alan Turing, CS35003

91120 Palaiseau

France

Email: vdhoeven@lix.polytechnique.fr

Draft version, August 22, 2025

. This work has been supported by an ERC-2023-ADG grant for the ODELIX project (number 101142171).

Funded by the European Union. Views and opinions expressed are however those of the author(s) only and do not necessarily reflect those of the European Union or the European Research Council Executive Agency. Neither the European Union nor the granting authority can be held responsible for them.

. This article has been written using GNU TeXmacs [3].

We study analytic properties of the Picard-Vessiot closure of . In particular, we show that analytic functions in this closure do not admit natural boundaries in a strong sense. As a consequence, certain differentially algebraic equations over like the generating series of the partition function do not lie in the Picard-Vessiot closure of .

1.Introduction

Let be a differential field of characteristic zero whose field of constants is algebraically closed. We say that is Picard-Vessiot closed if any differential equation

with and has a fundamental system of linearly independent solutions over the constant field of . For any differential field , and up to isomorphism, there exists a smallest Picard-Vessiot closed extension that contains and that has the same constant field as . We refer to [7] for the algebraic theory of Picard-Vessiot extensions. In [4], elements of are called differentially definable functions and algorithms are presented to compute with such functions.

Seidenberg's embedding theorem states that any countably generated differential field can be embedded into a field of meromorphic functions on some domain [9, 6]. However, this domain can be quite small. If or , then the main goal of this note is to show that elements of can be materialized as analytic functions on suitable, much larger, Riemann surfaces and to investigate analytic properties of these functions.

We first explore the kind of Riemann surfaces on which elements of are defined. Intuitively, the only singularities that can occur are isolated ones, or accumulation points of isolated singularities, or accumulation points of accumulation points of isolated singularities, and so on. This leads to the notion of “recursive discrete ramifications” that will be formally defined in section 2. For simplicity, we will restrict our attention to simply connected Riemann surfaces, but we note that it should not be hard to extend the theory to arbitrary connected Riemann surfaces.

Let be a simply connected Riemann surface. The recursively discretely ramified Riemann surfaces above give rise to an inductive system of analytic function spaces on these surfaces. The inductive limit of these spaces is the space of dendromorphic functions on . If , then we will show in section 3 that is a Picard-Vessiot closed field. In particular, .

In section 4, we will derive some consequences of the fact that the only singularities of dendromorphic functions arise as recursive accumulation points of isolated singularities. In particular, such singularities cannot give rise to natural boundaries in a strong sense. As a corollary, we shall see that the generating series of the number of partitions of an integer does not belong to . This answers open question 4 from [1].

The set is closed under composition [4]. In section 5, we shall show that this also holds for and a suitable class of “boundaryless” functions. We no not know whether is closed under functional inversion. Weierstrass functions are examples of differentially algebraic dendromorphic functions that are not in .

Acknowledgments. We are grateful to Gleb Pogudin for his helpful comments on a first version of this note.

2.Recursive discrete ramifications

Let be a connected Riemann surface. A Riemann surface above is a pair , where is another Riemann surface and a holomorphic covering: for every , there exists an open neighborhood and a countable set such that and is a homeomorphism for every .

We recall that there exists a Riemann surface above with the property that for any other Riemann surface above , there exists a unique with and such that is a Riemann surface above . In particular, if has the same universal property as , then is a homeomorphism. In other words, the space is unique up to such a homeomorphism and we call it the covering space of . We also recall that the covering space of is .

Assume now that is a simply connected Riemann surface and consider a discrete subset , i.e. every has an open neighborhood with . Let and consider the covering space of . We define and , where is the inclusion map, and call a discrete ramification of . We will also say that the map is a discrete ramification.

Lemma 1. Consider two discrete ramifications and of . Let and . Then and, after identification of , and via these isomorphisms, the following diagram commutes

Proof. Since is a Riemann surface above , there exists a unique with . Conversely, is a Riemann surface above , so there exists a unique with . Next is a Riemann surface above , so there exists a unique map with . This shows that and are mutual inverses and . Identifying and via this isomorphism, we have and we already showed above that . We conclude that the top triangle in the above diagram commutes. The isomorphism and the commutation of the bottom triangle are proved similarly.

Now consider a sequence with and for , where is a discrete subset of . Then we call a recursive discrete ramification of of height . We will also say that the map is a recursive discrete ramification. If are two recursive discrete ramifications, then we will say that lies over if there exists a recursive discrete ramification with .

Lemma 2. Given two recursive discrete ramifications and of respective heights and , there exists a recursive discrete ramification of height that lies above both and .

Proof. Setting , there exist sequences of discrete ramifications

whose compositions are and , respectively. Using applications of Lemma 1, we can extend these sequences into a commutative diagram

where all the arrows are discrete ramifications. The composite map is the desired recursive ramification . Since we can obtain it by following diagonal arrows and horizontal or vertical arrows, the height of is , as claimed.

3.Dendromorphic functions

Given a simply connected Riemann surface , let denote the space of analytic functions on . For any discrete ramification , we have a natural injection of into into . Consequently, any recursive discrete ramification induces a natural injection . By Lemma 2, we know that these injections form an inductive system. We denote the inductive limit of these injections by and call the elements of dendromorphic functions on .

Any dendromorphic function can concretely be represented as an analytic function for some recursive discrete ramification . Now consider two such representations and for recursive discrete ramifications and . Let be a recursive discrete ramification over both and , and let and be the natural induced injections as above. Then and represent the same dendromorphic function whenever .

Theorem 3. Let be a simply connected open subset of . Then the space is a Picard-Vessiot closed field.

Proof. The space is clearly a differential ring, since it is the inductive limit of differential rings . Consider a non-zero dendromorphic function, represented by an analytic function . Then the set of points where vanishes is discrete, so is defined on , and . Since embeds into , this shows that is a field. Let us next consider a differential equation

(1)

where with . By Lemma 2, we may represent by analytic functions in for some recursive discrete ramification . The set of points where vanishes is discrete and it is classical that any solution of (1) at a point can be analytically continued along any path on that avoids . Doing this for a fundamental system of solutions at , we obtain a fundamental system of solutions . We conclude that is Picard-Vessiot closed.

4.Boundaryless functions

Let be a simply connected open subset of and consider a dendromorphic function . We say that is boundaryless if the following property holds for every representation , where is a recursive discrete ramification: given a continuous path with for some and , there exists a continuous path with and

Theorem 4. Any dendromorphic function in is boundaryless above .

Proof. With , , , and as in the above definition of boundaryless, there exist discrete ramifications with , , and . We proceed by induction over . The result is clear for , so assume that and let . The induction hypothesis implies the existence of a continuous path with and . Let be the discrete subset of such that .

Since is compact, there exists an such that for every , the closed ball with center and radius is an isomorphic lift of the ball . Then the thickened image of is also compact, so the set is finite, since is discrete. Modulo taking a smaller , we may therefore assume that and for all , and that whenever .

Let be the values of for which . For some sufficiently small with , the intervals are pairwise disjoint and whenever . Now consider any path with the following properties:

By construction, we have , and . Consequently, there exists a unique lift with and . This lift satisfies and .

Recall that the generating function for the number of partitions of an integer is given by the explicit formula

(2)

It is well known [10, 5] that has a natural boundary on the unit circle and that it satisfies an algebraic differential over . Consequently, if contains the closed unit disk, then cannot be boundaryless above .

Corollary 5. If contains the closed unit disk, then the function from (2) is not dendromorphic on .

Corollary 6. The function does not belong to .

5.Composition

Given a simply connected Riemann surface, we say that a local analytic function defined at is dendromorphic on if it lifts and extends into an analytic function on for some recursive discrete ramification of .

Theorem 7. Let and be two local analytic functions above , which are both dendromorphic. If (after the natural identification of with its lift), then is dendromorphic.

Proof. The result is clear if , so assume that is non-constant. There exist sequences of discrete ramifications

of and distinguished points and above that we identify with , such that the local functions and extend analytically to and , respectively. Let us show how to extend the first sequence of discrete ramifications into a sequence

where again comes with a distinguished lift of , and such that can be lifted into an analytic map that we will also denote by . Consequently, the composition will be naturally defined on .

We proceed by induction and note that the inductive property is trivially satisfied if . So assume that and that has been constructed. Let be such that . By the induction hypothesis, we may regard as an analytic function from into . Since is non-constant, the set is discrete. We take and also pick any lift of to be our distinguished point above zero. By our choice of , the function has a unique lift with . This completes our inductive construction of and thereby also the proof.

We say that a local analytic function defined at is boundaryless above an open set if for every path with and every , there exists a path with and , such that can be continued analytically along . We simply say that is boundaryless if it is boundaryless above .

Theorem 8. Let and be two local analytic functions at , which are both boundaryless. If (after the natural identification of with its lift), then is again boundaryless.

Proof. The result is clear if , so assume that . Modulo replacing by , where is the valuation of at zero, we may assume without loss of generality that .

Let and consider a path with . Since is boundaryless, there exists a path with and , such that is defined on . Since the image of is compact, it contains only a finite number of zeros of . By applying Theorem 4 to , we may also arrange that does not vanish on . Consequently, the local functional inverse of at zero can be continued analytically on . Let with be such that is defined on the compact set

and such that is defined on . Let

Since is boundaryless, there exists a path with and , such that is defined on . But then , , and is defined on . We finally observe that .

It would be interesting to know whether is also closed under functional inversion. The functional inverse of any entire function is easily seen to be in . Any Weierstrass elliptic function is also in , since it is meromorphic on . The function is not holonomic, but it is the functional inverse of a holonomic function. In fact, is differentially algebraic, but not in . This is due to the fact that embeds into any differentially valued field and Picard-Vessiot closed field of complex transseries from [2], but such a field never contains (see also [8, Example 9]).

The functional inverse of from (2) might be a candidate for a dendromorphic function whose functional inverse is not. We expect this functional inverse to have a very dendromorphic-like structure, although it might necessitate a non-finite number of discrete ramifications in the required global sense. Variations on the concept of dendromorphic functions might therefore be another topic for further investigations.

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